Broker Check

PROFESSIONALS 

Investment Management and Financial Planning: Essentials

ENGAGEMENTS AND PRICING

•  Initial Complimentary Meetings
•  In-Person Meetings and/or Web/Video Conferences Per Year                            
•  Telephone/Email Conversations Per Year
•  Financial Planning Fee Schedule (Bundle) 
•  "Pick Two" Planning Areas Only (Non-Bundle)
•  Investment Advisory Fee Schedule

2
3
Unlimited
$200/Month
$1,250
See Below

RESOURCES

•  AdviceWorks™ Client Portal
          •  Account Organizer
          •  Document Vault
          •  Goal Planning Module                                                                                 
          •  Cash Flow & Budgeting Tool                                                                       

•  Weekly & Quarterly Newsletter Subscriptions
•  Educational Workshop Invitations
•  Online Education Suite
•  Investment Risk Tolerance Assessment

PERSONAL PLANNING AREAS

•  AssetMap® Visual Balance Sheet
•  Riskalyze® Advanced Investment Risk Alignment Report
•  Morningstar® Portfolio Analytics
•  Customized Sailing & Rowing Asset Allocation Model
•  Consolidated Multi-Period Investment Performance Reports                                
•  Investment Policy Statement
•  Employee Benefits Review
•  Qualified Plan Asset Allocation Review & Recommendations
•  Insurance Needs Analysis - Home, Auto, Umbrella

•  Insurance Needs Analysis - Life, Disability, Long Term Care
•  Student Loan/Debt Reduction Strategies
•  Mortgage & Lending Analysis
•  RetireUp® Retirement Income Projection (typically under age 60)
•  Education Funding Analysis and Implementation
•  Cash Flow/Budgeting (advanced)
•  Tax Planning (in coordination with your accountant)
•  Estate Planning (in coordination with your attorney)
•  Stock Option Analysis & Management

ADVISORY ASSETS UNDER MANAGEMENT FEE SCHEDULE

•  First $1,000,000 - $2,000,000
•  Amounts greater than $2,000,000 and up to $5,000,000                                         
•  Amounts greater than $5,000,000 and up to $10,000,000                                      
•  Amounts greater than $10,000,000

1.25%
1.00%
0.75%
0.50%

Annual investment advisory fees are billed quarterly and based upon the account value at the end of each quarter. Family members will benefit from account balance aggregation to achieve favorable advisory fee breakpoints.