Our Firm

Our Investment Philosophy 

Our Investment Philosophy 

Manage the valleys; the peaks will come. We build portfolios designed to prosper during “sailing” environments and withstand “rowing” ones.

Utilizing the Latest Technology

Utilizing the Latest Technology

We use the latest technology to help you work toward your goals. Through resources like our proprietary AdviceWorks™ platform, you’re able to get a holistic view of your finances, track your progress, and share documents securely.

"If Dave and Adam can be entrusted year after year with shepherding our nation’s very first president across the mighty Delaware River, they can certainly be tasked with guiding your retirement income plan."

Hunterdon Happening Magazine - Read Article

Part of the Community 

Each year, Amwell Ridge hosts over a dozen in-person educational events for residents of the greater Hunterdon County area.

Additionally, Dave and Adam are Revolutionary War aficionados, annually participating in the reenactment of George Washington leading the Continental Army across the Delaware River on Christmas Day 1776.

Our Financial Partners

<span></span><span></span><span></span><span>Parent Company: Cetera&#160;</span>

Parent Company: Cetera 

For the past 30 years, Cetera's family of companies has grown to manage over $110 billion in client assets, delivering advisory products, sophisticated trading platforms, and technology solutions to advisors across all 50 states. The tools and support Cetera provides help us serve you more effectively and efficiently.

Broker-dealer &#38; Registered Investment Advisor: First Allied

Broker-dealer & Registered Investment Advisor: First Allied

Our affiliation with First Allied gives us the independence and freedom to provide recommendations in your best interest. First Allied is responsible for executing trades on your behalf, must undergo regular auditing, and is required to meet specific capital requirements to ensure investor obligations are met.

Custodian: Pershing, LLC

Custodian: Pershing, LLC

Cetera and First Allied partner with Pershing, LLC to hold assets within both brokerage and advisory accounts (including IRA’s). Pershing is a subsidiary of the Bank of New York/Mellon Corporation, the nation's oldest continuously operating bank and one of the world's leading providers of custodial services.  

Our Services

Our menu of services includes investment management, retirement income planning, financial planning, risk management, estate planning, and tax planning. 

Explore Services

Our Approach

We are an independent, boutique-style financial planning firm. As fiduciaries, our recommendations are always made in your best interest.

Our Approach

Let's Chat

We want to hear from you! Whatever your current life stage, we are ready to get an in-depth understanding of where you are now and where you’d like to go. Go ahead and schedule a complimentary meeting.

Contact Us