Broker Check

INVESTMENT MANAGEMENT ONLY

ENGAGEMENTS AND PRICING

•  Initial Complimentary Meetings
•  In-Person Meetings and/or Web/Video Conferences Per Year               
•  Telephone/Email Conversations Per Year                                               
•  Financial Planning Fee Schedule (Bundle) 
•  "Pick Two" Planning Areas Only (Non-Bundle)
•  Investment Advisory Fee Schedule

2
2
Unlimited
N/A
N/A
See Below

RESOURCES

•  eMoney® Client Portal
          •  Account Organizer
          •  Document Vault
          •  Goal Planning Module                                                      
          •  Cash Flow & Budgeting Tool                                                        

•  Weekly & Quarterly Newsletter Subscriptions
•  Educational Workshop Invitations
•  Online Education Suite
•  Investment Risk Tolerance Assessment

PERSONAL PLANNING AREAS

•  AssetMap® Visual Balance Sheet
•  Riskalyze® Advanced Investment Risk Alignment Report                    
•  Morningstar® Portfolio Analytics

•  Customized Sailing & Rowing Asset Allocation Model
•  Consolidated Multi-Period Investment Performance Reports
•  Investment Policy Statement

ASSETS UNDER MANAGEMENT FEE SCHEDULE

•  First $500,000 - $1,000,000
•  Amounts greater than $1,000,000 and up to $2,000,000
•  Amounts greater than $2,000,000 and up to $5,000,000                       
•  Amounts greater than $5,000,000 and up to $10,000,000                      
•  Amounts greater than $10,000,000

1.25%
1.00%
0.75%
0.65%
0.50%

Investment advisory fees are billed quarterly and based upon the account value at the end of each quarter, Family members will benefit from account balance aggregation to achieve favorable advisory fee breakpoints.